Internal Auditor & Compliance Officer at Radix Capital Partners Limited

Radix Capital Partners Limited (“Radix Capital” or “Radix”) commenced operations in 2008 as an independent Investment Bank outfit registered to perform Issuing House and Financial Advisory services including Transaction Advisory, Investment Promotion Advisory, Equity and Debt participation, Structured Finance and Public-Private Partnership (PPP) transactions. We are also registered with the Bureau of Public Enterprise (“BPE”) to act as advisers on privatization and commercialization exercises. Radix is a distinctive investment banking franchise in the country with its management staff having handled over a third of the capital issues mandate available during the banking and insurance consolidation exercise of 2006/2007.

We are recruiting to fill the position below:

Job Title: Internal Auditor & Compliance Officer

Location: Victoria Island, Lagos
Employment Type: Full-time

Job Summary

• The Internal Auditor/Compliance officer is responsible for overseeing compliance with internal processes and procedures and reporting to management on how to mitigate against possible risk.

Job Responsibilities

• Develop, review, and monitor compliance with firm’s internal processes and procedures with regards to finance and other areas of operations including use of office assets, IT infrastructure and compliance with regulatory standards.
• Develop, review, and monitor the firm’s business disaster recovery plan and identify potential risks areas and ensure steps are taken to mitigate same.
• Investigate and report violations of processes and procedures and regulatory standards across the operations of the firm including but not limited to finance with effective action plans in response to discoveries and compliance violations.
• Report and advise management on the firm’s compliance level and potential risks areas with action plan to mitigate same.
• Prepare and file weekly, monthly, quarterly returns (CTR, FTR, PEP,STR, SAR) to SEC, NFIU and other relevants regulators
• Implement the Enterprise Risk Management Framework in line with SEC rules and regulations.
• Design and implement internal control and internal sudit policy and procedures for each subsidiary.
• Ensure staff members comply with all laid down processes and procedures
• Presentation of monthly reconciliation to the top management and as may be required
• Ensure there is proper approval and documentation for all financial transactions with zero case of inadequate approval ornon-retirement of funds.
• Ensure staff members comply with the technology at all levels
• Submission of timely and regular report to management on potential risks with mitigation plans as well as constant update on of the firm’s business disaster recovery plan in line with business dynamics.

Job Qualifications

• Candidates must posses a B.Sc. In Accounting or Economics.
• An Associate Member of Institute of Chartered Accountant of Nigeria
• Minimum of 5 years work experience as an internal auditor or compliance officer in a capital market firm.

Job Requirements

• Business intelligence and data analysis skill
• Critical thinking skills
• Knowledge of economic and accounting principles and practices
• Public safety and security knowledge
• Problem sensitivity ability
• Ability to communicate (oral and verbal)
• Mathematical Reasoning ability
• Ability to work ndependently and as part of a team
• Ability to multi-task, pay attention to details and meet deadlines.

Application Closing Date
Not Specified.

How to Apply
Interested and qualified candidates should send their Resume / CV to: [email protected] using the job title as the subject of the mail.